Summary
Overview
Work History
Education
Skills
Accomplishments
Timeline
Generic
Debayan Sarkar

Debayan Sarkar

Krakow

Summary

Diligent and goal-oriented compliance professional with nearly 8 years of experience in global banking, consulting, and fintech payments. Adept in financial crime compliance, internal audit, control assurance testing, Quality control and RCSA. Skilled in conducting intricate investigations with a keen focus on detail and precision. I am pursuing a mid-senior position with a prominent global financial institution, seeking to apply my strategic acumen and deep expertise in financial crime to advance organizational objectives.

Overview

8
8
years of professional experience

Work History

Quality Assurance

Revolut
05.2022 - Current
  • Overseeing the risk and control framework to evaluate and assess the adequacy of the sanctions monitoring program within Revolut and its affiliates.
  • benchmark policies, drive initiatives for effective procedures, analyze sanction trends, identify non-compliance, prepare corrective action plans.
  • conduct bi-weekly governance calls with stakeholders to assess service quality, identify gaps, and suggest improvements in monitoring and oversight.
  • Conducting internal 4-eye checks to ensure comprehensive risk compliance self-assessment (RCSA).
  • Assisting with internal audits as needed, particularly when testing exceptions are raised.

Consultant

EY
09.2019 - 04.2022
  • maintain subject matter expertise of applicable anti-money laundering laws and regulations.
  • execute the KYC QC activities, ad-hoc regulatory requirement reports of the the client including compliance areas relating to AML,Local regulatory requirements, ABC and sanctions.
  • Conducted numerous QC academy sessions for the maker team for sharing the awareness of error trends.

Quality Checker

JPMorgan Chase & Co.
02.2018 - 08.2019
  • Conducted new business client onboarding for all risk ratings in Corporate and Investment Banking including Luxembourg-based funds and urgent Escrow Deals.
  • Reviewed and ensured compliance with regulatory requirements including FINCEN, ASIC ,MAS, Securities & Futures Commission of Hong Kong, and EU'MIFID requirements.
  • Had been one of the core team member of the central KYC re-structuring project for streamlining CIB and CCB.

CDD Analyst

HSBC
11.2016 - 02.2018
  • Oversaw the complete process for periodic and trigger-driven reviews in the North American region of commercial banking customers.
  • Conducted proactive with hands-on experience in transitioning from conventional banking due diligence to AML intelligence and smart due diligence.

Education

Bachelor of Business administration (Specialisation in Finance) -

Savitribai Phule Pune University
01.2016

Skills

  • Compliance audit
  • Control assurance testing
  • KYC-AML / CFT program reviews APAC, EMEA, NAM
  • Sanctions compliance program
  • Due diligence across diverse Funds and Escrow Deals

Accomplishments

  • Spot awards 2020,2021
  • Managing director award 2018

Timeline

Quality Assurance

Revolut
05.2022 - Current

Consultant

EY
09.2019 - 04.2022

Quality Checker

JPMorgan Chase & Co.
02.2018 - 08.2019

CDD Analyst

HSBC
11.2016 - 02.2018

Bachelor of Business administration (Specialisation in Finance) -

Savitribai Phule Pune University

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Debayan Sarkar