Dhaval Shah
Warsaw
Summary
Dedicated Senior AML Analyst with expertise in World Check, Sanctions and Government reporting professional with history of meeting company goals utilizing consistent and organized practices. Skilled in working under pressure and adapting to new situations and challenges to best enhance the organizational brand. Detail-oriented team player with strong organizational skills. Ability to handle multiple projects simultaneously with a high degree of accuracy.
Overview
9
9
years of professional experience
Work History
Senior AML Analyst (E & A, FCC Investigation)
Standard Chartered Bank
04.2023 - Current
- Assist Managers, Team Leaders and AML Investigators by conducting research and transactional analyses in support of AML investigations of potential unusual activity.
- Thorough and Timely review of report that identify unusual activity.
- Apply Group and FCC policies and processess (AMl surveillance, client screening, risk assessment) to manage risks.
- Awareness and understanding of the regulatory framework in which the firm operates, and the regulatory requirement and expectations relevant of the role.
- Participated in team projects, demonstrating an ability to work collaboratively and effectively.
AML Analyst (E&A FCC Investigations)
Standard Chartered Bank
09.2020 - 03.2023
- Assist Managers, Team Leaders and AML Investigators by conducting research and transactional analyses in support of AML investigations of potential unusual activity.
- Thorough and Timely review of report that identify unusual activity.
- Apply Group and FCC policies and processess (AMl surveillance, client screening, risk assessment) to manage risks.
- Awareness and understanding of the regulatory framework in which the firm operates, and the regulatory requirement and expectations relevant of the role.
- Take personal responsibility for embedding the highest standard of ethics, including regulatory and business conduct, across Standard Chartered bank.
- This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
- Support Associate Managers in the effective engagement of FCC management, internal audit and quality-assurance staff, and regulators, concerning the FCC AML investigations.
AML Analyst
Standard Chartered Bank
11.2019 - 08.2020
- Assess risk events, created by the Monitoring systems or created manually, to identify unusual customer behavior and escalate such unusual patterns for Analysis Perform the assessment in accordance with the procedure laid down in the processes and Country Addendum Processing of pre-cases should be within the Case Analysis Duration and should adhere to the set quality guidelines.
- Document and report the investigation findings under case files with required documentation such as media search findings, results from internal systems Contribute and support the Manager to ensure regulatory requests received from country relating to AML are promptly investigated and all details are provided to respond back to the request within 24 hours.
- Ability to identify risks and provide frame work to mitigate open risk items.Detect and confirm patterns of behavior by analyzing structured and unstructured data including large data volumes.
Compliance Operations Analyst I
MoneyGram Internationals
02.2019 - 10.2019
- Ensure the business operates in accordance with all legal and regulatory requirements and all group standers relating to anti-money laundering , counter financing to terrorism, Sanction country and fraud prevention Working on Sanction country/World Check alerts and reviewing suspicious transactions.
- Providing accurate,valid and complete information by using established methods/tools Works with lower level specialists on knowledge transfer escalated issues/research and on the job training as needed.
Transaction Due Diligence Analyst I
MoneyGram International
08.2018 - 01.2019
- Responsible for monitoring and analyzing transaction data for identification of patterns and trends of questionable and/or suspicious activity as it relates to risk associated with BSA violations,money laundering,fraud,terrorism financing and global sanctions lists.
- Identifying and conducting Due Diligence Interview/investigation for Politically Exposed Persons(PEPs) as well as high risk business activity of the customers.
- Perform checks on all customers against World Check risk screening, OFAC , Specially Designated Nationals List (SDN) and MoneyGram internal Sanctions/Watch List.
- Identify department needs and productivity issues,bring them to management attention Perform all duties of Transaction Due Diligence Specialist III.
- Transaction Due Diligence Specialist (Level 3).
Transaction Due Diligence Specialist III
MoneyGram International
08.2017 - 07.2018
- Conducting Enhanced Due Diligence Interview with the customers to identify Fraud, money laundering/suspicious activity in accordance with BSA and other regulatory standards.
- Perform check on all the customers/agents for Money Gram internal Watch List.
- Monitoring and analyzing agent's activity for any risk of fraud, suspicious activity.
Customer Service Executive
Contact Center, Cine World
03.2017 - 07.2017
- Cine World Private Limited is located in Warsaw, Poland and is a organization providing sales and customer service support to the Cine World customers in the UK and Ireland.
- Undergone the extensive training for telephonic call services.
- Make online booking of movie tickets.
- Convince to customer for cine world membership.
- Give information about cine world membership's benefits over the phone.
- Given assistance through online chat, e-mail and telephonic calls.
- Build trust , Solve problem and provide quick services to customer Expert Retail Grocery Inventory System (RGIS).
Expert
Retail Grocery Inventory System (RGIS)
03.2016 - 03.2017
- Take stock with efficiency Take stock with accurately Give training to new people Maintained the team of 15 members.
- Driven the performance of individual team members as well as team.
Client Service Executive
Medusind Solution
04.2015 - 01.2016
- My work responsibility is get eligibility and benefits of patients from insurance company behalf of doctor and send all patients eligibility and benefits details to the provider.
Education
Master's - Business and Administration
Wyzsza Szkola Gospodarki Euroregionalnej Im. Alcide De Gasperi
Jozefow, Poland02-2018
Skills
- Communication
- Analytical skill
- Adaptability
- Responsible
- Open to changes
- Quick Learner
- Ability to perform well under pressure
- Problem Solving
- Decision Making
- Self-confidence
- Leadership
Languages
English
Advanced (C1)
Hindi
Bilingual or Proficient (C2)
Gujarati
Bilingual or Proficient (C2)
Timeline
Senior AML Analyst (E & A, FCC Investigation)
Standard Chartered Bank
04.2023 - Current
AML Analyst (E&A FCC Investigations)
Standard Chartered Bank
09.2020 - 03.2023
AML Analyst
Standard Chartered Bank
11.2019 - 08.2020
Compliance Operations Analyst I
MoneyGram Internationals
02.2019 - 10.2019
Transaction Due Diligence Analyst I
MoneyGram International
08.2018 - 01.2019
Transaction Due Diligence Specialist III
MoneyGram International
08.2017 - 07.2018
Customer Service Executive
Contact Center, Cine World
03.2017 - 07.2017
Expert
Retail Grocery Inventory System (RGIS)
03.2016 - 03.2017
Client Service Executive
Medusind Solution
04.2015 - 01.2016
Master's - Business and Administration
Wyzsza Szkola Gospodarki Euroregionalnej Im. Alcide De Gasperi
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