Hi, I’m
Lukasz Sliwa
Krakow,12
Summary
I am a professional who has gained experience in a diverse business environment. Currently I am involved in CDD Remediation process in Natwest. I am focused on my work and solution delivery. I am greatly engaged in all aspects of my role. My key strengths are in data analysis, problem solving and attention to detail. An analytical mind, meticulousness and knowledge of AML processes help me review and identify potential breaches and procedures gaps ensuring complaint with regulator. I am easily adaptable in a challenging and fast-paced environment. Detail-oriented team player with strong organizational skills. Ability to handle multiple projects simultaneously with a high degree of accuracy.
Overview
7
years of professional experience
Work History
NatWest
CDD & Anti-Money Laundering Analyst
04.2022 - Current
Job overview
- Working on CDD Remediation process over portfolio of ‘Complex' clients for Natwest Group.
- Providing CDD, KYC and AML expertise.
- Performed duties in accordance with applicable standards, policies and regulatory guidelines to promote safe working environment.
- Proved successful working within tight deadlines and fast-paced atmosphere.
UBS
FCP Assurance Control Testing Officer
12.2021 - 04.2023
Job overview
- Ensure effective execution of Consolidated Supervision requirements over UBS affiliates under FINMA AML Ordinance (AML–O 6), as part of an annual program of detailed on-site or remote location reviews and cross-jurisdictional thematic reviews.
- Work with colleagues in Financial Crime Prevention Risk, Group Internal Audit, and with other stakeholders to execute review activities that target financial crime control processes.
- Assess and analyze complex data from multiple sources to draw insightful conclusions and identify risk concentrations.
- Report results to stakeholders on issues and concerns identified; and maintain strong working relationships with remediation owners across UBS to ensure that agreed actions are appropriately tracked and implemented.
- Support with QA of the work conducted by peers and validation of the issue closure.
- Advise on best practices and improvement opportunities for more effective financial crime remediation.
- Represent the team, as part of a wider Assurance function, to senior stakeholders in compliance and across the business and participate in global Assurance programs and activities .
EY
AML/CTF Senior Specialist
04.2021 - 12.2021
Job overview
- Providing AML expertise for multinational forensic team involved in liquidation process of one of EU banks.
- Transaction Monitoring
- KYC Checks
- Review of account activity of Bank ex-clients. Providing recommendations for assets payout or assets freeze.
- Conducting quality checks.
- Cooperation with Bank's Liquidators.
Revolut Ltd
FinCrime Analyst FIU
05.2020 - 04.2021
Job overview
- Reviewing, investigating and reporting money laundering cases with over 200 associates.
- Reviewing, investigating and reporting money laundering cases on business accounts.
- Carrying out a detailed analysis and improve the Employer's anti-money laundering and anti-fraud policies.
- Providing the on-going monitoring and resolving of the formal complaints and Financial Ombudsman Service complaints related to the Financial Investigations' Unit cases.
- Dealing appropriately with the consent refusals following the submission of the SAR. Acting as a point of contact for the law enforcement agencies in the ongoing criminal investigations that commenced from the submitted SAR.
- Providing training and mentoring to the more junior members of the team.
- Acting in accordance with the written policies, procedures and relevant legislation. Cooperating with other teams in providing professional and efficient front line compliance support and seeking to improve the Company's processes. Seeking to go above and beyond the role by taking ownership of difficult problems, seeking to resolve ongoing issues, and being a leader in the workplace. Documenting and reviewing internal and external SAR listings.
- Assisting Law Enforcement agencies on on-going criminal cases in which organization's customers are involved.
HSBC
AML Expert L2 for Cluster Countries: Czech Republic
07.2018 - 05.2020
Job overview
- Performing analysis of the accounts activity of the CMB and GBM sector clients of the HSBC group in the following countries: Czech Republic, Belgium, Switzerland and Netherlands.
- Identification of any suspicious transaction or transaction patterns Preventing money laundering. Transaction monitoring.
- Carried out day-day-day duties accurately and efficiently.
- Used coordination and planning skills to achieve results according to schedule.
- Participated in continuous improvement by generating suggestions, engaging in problem-solving activities to support teamwork.
- Exceeded goals through effective task prioritization and great work ethic.
HSBC
AML Expert - Investigator Level 2
02.2017 - 07.2018
Job overview
- Implementation of appropriate processes and analytical methods to scrutinize and objectively evaluate data and information in order to investigate and eliminate actual or potential risks or compliance breaches in the area of RBWM, CMB GBM and Private Banking sectors of HSBC group.
- Identifying possible risks. Collecting intelligence from media reports and appropriate websites to identify customers of HSBC involved in crime/ML/terrorism etc. Building knowledge of latest Anti Money Laundering trends.
- Ensure that the productivity and quality levels are achieved as per the standards set for the process.
- Carried out day-day-day duties accurately and efficiently.
- Demonstrated respect, friendliness and willingness to help wherever needed.
- Worked flexible hours; night, weekend, and holiday shifts.
- Performed duties in accordance with applicable standards, policies and regulatory guidelines
HSBC
AML Analyst for French Process
03.2016 - 02.2017
Job overview
- Providing compliance of financial transactions.
- Preventing money laundering.
- Providing high quality back office service for French business.
- Analyzing account activity and performing alert processing.
- Identifying of any suspicious transaction or transaction patterns.
- Quickly learned new skills and applied them to daily tasks, improving efficiency and productivity.
- Carried out day-day-day duties accurately and efficiently.
- Performed duties in accordance with applicable standards, policies and regulatory guidelines
- Used critical thinking to break down problems, evaluate solutions and make decisions.
- Improved operations through consistent hard work and dedication.
Education
Jagiellonian UniversityKrakow
Ph.D. from Philosophy
02.2020
Jagiellonian UniversityKrakow
Master of Arts from Philosophy
10.2013
Skills
- Anti Money Laundering (AML)
- Anti-Terrorism Investigations
- CDD
- KYC
- Screening
- KPI management
- SAR preparation
- QA
- Customer service
Languages
Polish
Native language
English
Proficient
C2
French
Intermediate
B1
German
Elementary
A2
Italian
Elementary
A2
Hebrew
Elementary
A2
Timeline
CDD & Anti-Money Laundering Analyst
NatWest
04.2022 - Current
FCP Assurance Control Testing Officer
UBS
12.2021 - 04.2023
AML/CTF Senior Specialist
EY
04.2021 - 12.2021
FinCrime Analyst FIU
Revolut Ltd
05.2020 - 04.2021
AML Expert L2 for Cluster Countries: Czech Republic
HSBC
07.2018 - 05.2020
AML Expert - Investigator Level 2
HSBC
02.2017 - 07.2018
AML Analyst for French Process
HSBC
03.2016 - 02.2017
Jagiellonian University
Ph.D. from Philosophy
Jagiellonian University
Master of Arts from Philosophy
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