Mohamed Aissa

• Prepare and review periodic reviews submitted by front office partners.
• Cooperate with different teams and stakeholders (BR&C, Compliance, Front Office).
• Provide exception management reporting and Management Information System (MIS) reporting.
• Perform quality reviews of procedures and processes.
• Operate with a limited level of direct supervision.
• Act as SME to senior stakeholders and other team members.
• Assess risk when making business decisions, ensuring compliance with applicable laws, rules, and regulations.

• Mentored and coached team members on QA topics and strategies.
• Participated in regular meetings with cross-functional teams to discuss progress updates, communicate concerns or challenges, and ensure alignment of project goals.

• Streamlined transaction screening processes by implementing automated tools and systems
• Enhanced compliance with regulatory requirements through thorough transaction analysis and risk assessment
• Identified potential financial crimes by diligently monitoring transactions for suspicious activity
• Reduced false positives in transaction screening by refining filtering criteria and parameters
• Collaborated with cross-functional teams to ensure consistent application of AML controls across business units
• Conducted comprehensive investigations on flagged transactions, minimizing potential legal and reputational risks
• Provided expert guidance on AML regulations, keeping team members informed of relevant updates and changes
• Developed tailored training materials to enhance team members' understanding of transaction screening best practices
• Ensured timely resolution of compliance issues by effectively prioritizing workload and managing deadlines.

• Streamlined AML procedures and improved reporting accuracy.
• Conducted thorough risk assessments to mitigate money laundering threats.
• Developed comprehensive AML policies and procedures.
• Identified high-risk customers through transaction analysis.
• Led training sessions for junior analysts.
• Developed solutions for monitoring transactions.
• Improved efficiency of customer due diligence processes.
• Served as a subject matter expert on AML-related matters.
• Collaborated with legal advisors to ensure AML program compliance.
• Designed targeted training programs for high-risk roles.
• Conducted reviews of existing controls and protocols.
• Managed relationships with external vendors for AML-related services.
• Contributed to the development of a risk-based approach for client onboarding.

• Streamlined AML procedures and improved reporting accuracy.
• Conducted thorough risk assessments to mitigate money laundering threats.
• Developed comprehensive AML policies and procedures.
• Identified high-risk customers through transaction analysis.
• Led training sessions for junior analysts.
• Developed solutions for monitoring transactions.
• Improved efficiency of customer due diligence processes.
• Served as a subject matter expert on AML-related matters.
• Collaborated with legal advisors to ensure AML program compliance.
• Designed targeted training programs for high-risk roles.
• Conducted reviews of existing controls and protocols.
• Managed relationships with external vendors for AML-related services.
• Contributed to the development of a risk-based approach for client onboarding.

• Enhanced client onboarding process by streamlining KYC procedures.
• Ensured compliance through thorough customer due diligence checks.
• Implemented robust KYC policies to reduce money laundering and terrorist financing risks.
• Assisted in audits, improving internal controls and adherence to guidelines.
• Identified potential risks through customer risk assessments.
• Supported AML investigations with accurate and timely information.
• Prevented account closures or penalties by resolving outstanding KYC issues.
• Coordinated ongoing monitoring efforts for high-risk accounts.