Prabhat Rawat

Project: AML Exits/ Quality Assurance Rework/ CDD Remediation

• Responsible for establishing/ updating the framework of the process by ensuring that the business operates with all legal and regulatory requirements relating to Anti Money Laundering.
• Handling complex queries which are raised by analyst and stakeholders and resolving them in timely manner.
• Reviewing and filling in the loop holes in the process and SOPs to make sure that there are no gaps.
• Managing end to end project for the exit of special set of customers.
• Handling team of 13 professionals (SMEs, Specialist and Senior Analysts).
• Assist team by providing support/ expertise for complex cases review and conducting trainings.
• Assisting Quality Assurance team with the remediation of findings for high risk remediation project.
• Performing Quality Control checks, contacting the Customers and business partners.
• Received appreciation for consistently maintaining high productivity and quality results for my team and myself.
• Performing checks and screening on exiting private and business customers on the basis of Sanctions, Transaction Monitoring, KYC deficiency, etc.

• Involved in Relationship Building & Management with the customer for Sales & Services of Mutual Funds of ICICI PRU AMC.
• Profiling Customers and suggesting financial products to meet customer needs as per their risk appetite.
• Acquisition of new clients for the company and developing and maintaining a database of all contacts.

• Acquisition of Priority Accounts of strategic importance to the organisation. Working parallel with different bank functions to deepen the Business.
• Developing clientele by networking for identifying new customers and generating lists of prospective clients.

• Acquisition of Priority Accounts of strategic importance to the organisation. Working parallel with different bank functions to deepen the Business.
• Developing clientele by networking for identifying new customers and generating lists of prospective clients.