Santhosh Aadithya Divakaran
Warsaw, Poland
Summary
Dynamic Investment Banking (IB) Associate with a keen focus on leveraging data to drive the global banking sector. Expertise in compliance, data management, and research, with a strong proficiency in derivatives and regulatory analysis. Thrive on ideation and delivering effective solutions to complex challenges.
Overview
5
5
years of professional experience
Work History
Compliance and Operational Risk Associate
UBS Europe SE
Warsaw, Poland.
10.2022 - Current
- Led initiatives to strengthen market conformity controls, ensuring that trading activities and financial transactions adhere to internal policies and external regulations. Developed and enforced procedures to identify, assess, and address market conduct issues, fostering a culture of integrity and accountability.
- Collaborated with stakeholders across the UBS ESE group to ensure compliance with regulatory requirements and enhance operational risk frameworks. Played a key role in aligning business practices with evolving regulatory standards to mitigate risks effectively.
- Drove the development and implementation of advanced tools and methodologies to better assess and manage risks across various financial products. Leveraged data analytics and innovative technology solutions to enhance risk detection, assessment, and mitigation processes.
- Worked closely with cross-functional teams, including risk management, compliance, and trading desks, to ensure the effective implementation of risk frameworks and regulatory requirements. Facilitated training sessions and workshops to educate staff on new policies and procedures.
- Proactively identified areas for improvement within existing risk frameworks and regulatory compliance processes. Led projects aimed at enhancing the overall risk management infrastructure, ensuring UBS ESE group remains at the forefront of industry best practices.
- Contributing to the integration process of Credit Suisse while developing sustainable solutions.
Financial Operations Specialist
Goldman Sachs
Warsaw, Poland.
09.2021 - 09.2022
- Partnered with diverse front office and operations teams to ensure the seamless processing of trade booking, allocation, and reconciliation activities. Ensured accuracy and timeliness in these processes, directly influencing client positions and minimizing operational risks. This collaboration was critical in maintaining top-tier client service and satisfaction.
- Conducted thorough initial risk assessments of traders and trade alerts, identifying trades with the highest risk scores that triggered Key Risk Indicators (KRIs). This proactive approach helped in early detection and mitigation of potential risks.
- Offered well-researched recommendations for setting appropriate alert levels, ensuring that the risk monitoring system was both responsive and effective in capturing significant risk events.
- Conducted detailed trend analysis over various time frames to identify emerging risks and ensure continuous improvement in the risk assessment processes. This analysis informed strategic decision-making and helped in refining risk mitigation tactics.
- Engaged with cross-functional teams, including front office, operations, compliance, and risk management, to foster a collaborative environment focused on risk mitigation and client service excellence. Facilitated regular meetings and communication channels to ensure alignment on risk management practices and to address any emerging issues promptly.
- Committed to continuous improvement by staying abreast of industry best practices and regulatory developments. Implemented process enhancements and technology solutions to improve the efficiency and effectiveness of trade processing and risk management. Played an instrumental role in training and mentoring team members on updated procedures and risk management techniques, promoting a culture of continuous learning and improvement.
Risk Advisory Analyst
Deloitte CEE
Warsaw, Poland.
09.2021 - 09.2022
- Deloitte consultant, worked on the operations sector of Goldman Sachs.
Middle Office Analyst
Royal Bank of Scotland
Warsaw, Poland.
06.2020 - 08.2021
- Worked in close cooperation with the trading floor, settlement teams, and external counterparties to ensure the prompt and accurate booking and execution of trades. Focused particularly on Over-the-Counter (OTC) products, with a specialization in swaps, to guarantee that all transactions were processed efficiently and in compliance with regulatory standards.
- Acted as a key liaison between internal teams and external parties to swiftly resolve trade discrepancies and disputes. Employed strong negotiation and problem-solving skills to address and resolve issues related to trade terms, confirmations, and settlements, thereby maintaining smooth trading operations and preserving client relationships.
- Conducted thorough trade validation processes to ensure the accuracy of trade details and compliance with contractual terms. Performed detailed reconciliations to match internal records with counterparties and settlement systems, identifying and rectifying any discrepancies to maintain data integrity and operational accuracy.
- Monitored risk batches to identify and manage potential exposure and operational risks. Generated daily control reports for senior management, providing insights into trading activities, risk exposures, and operational performance. These reports facilitated informed decision-making and proactive risk management at the senior management level.
- Implemented and refined operational processes to enhance efficiency and reduce risk in trade booking and settlement activities. Leveraged technology and data analytics to streamline workflows, minimize manual interventions, and ensure timely and accurate processing of trades.
- Ensured all trade booking and settlement activities adhered to regulatory requirements and internal policies. Stayed current with industry best practices and regulatory changes, adapting processes as needed to maintain compliance and operational excellence.
- Identified opportunities for process improvements and implemented changes to enhance accuracy, efficiency, and control in trade management. Prepared and presented regular reports to senior management, highlighting key metrics, operational achievements, and areas for improvement, thereby contributing to the continuous enhancement of the trade management function.
Finance Intern - Global Business Services
Boston Scientific
Warsaw, Poland.
09.2019 - 05.2020
- Supported the accounts payable function by ensuring accurate and timely processing of invoices and payments. Collaborated with vendors and internal teams to resolve discrepancies and streamline AP processes, enhancing operational efficiency and maintaining positive vendor relationships.
- Leveraged advanced data analytics techniques to gather, analyze, and interpret financial data across the EMEA region. Utilized various analytical tools to identify trends, anomalies, and opportunities for improvement within finance and operational processes.
- Assisted in the development and management of Key Performance Indicators (KPIs) to measure and track the performance of financial and operational activities. Created dashboards and reports that provided actionable insights into performance metrics, facilitating data-driven decision-making.
- Identified areas for process improvement within accounts payable and finance operations. Proposed and implemented solutions to enhance efficiency, accuracy, and control, contributing to the overall effectiveness of finance processes in the EMEA region.
- Maintained effective communication with internal and external stakeholders to ensure alignment on financial objectives and process improvements. Collaborated with cross-functional teams to implement best practices and drive continuous improvement initiatives.
Education
Associate of Arts - Florysta Z Certyfikatem - Polish B1
NOVA Centrum Edukacyjne
Warsaw, Poland06-2024
Bachelor of Science - Biology
Davao Medical School
Davao, Philippines10-2014
Bachelor of Science - Electronics And Information Technology
Warsaw University of Technology
Warsaw, Poland.Skills
- Stress testing
- Data Analysis
- Financial regulation compliance
- Internal Controls
- Stakeholder Management
- Analytical mindset
- Time management abilities
- Problem-Solving
- Attention to Detail
- Microsoft Office Suite
- Bloomberg
- Jira
- Tableau
- Eikon Refinitiv
- SQL
Languages
Tamil
First Language
English
Proficient (C2)
C2
Polish
Intermediate (B1)
B1
French
Elementary (A2)
A2
Timeline
Compliance and Operational Risk Associate
UBS Europe SE
10.2022 - Current
Financial Operations Specialist
Goldman Sachs
09.2021 - 09.2022
Risk Advisory Analyst
Deloitte CEE
09.2021 - 09.2022
Middle Office Analyst
Royal Bank of Scotland
06.2020 - 08.2021
Finance Intern - Global Business Services
Boston Scientific
09.2019 - 05.2020
Associate of Arts - Florysta Z Certyfikatem - Polish B1
NOVA Centrum Edukacyjne
Bachelor of Science - Biology
Davao Medical School
Bachelor of Science - Electronics And Information Technology
Warsaw University of Technology
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